Advanced Multicarrier Technologies for
Future Radio Communication
5G and Beyond
Hanna Bogucka
Adrian Kliks
Paweł Kryszkiewicz
This edition first published 2017
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Library of Congress Cataloging-in-Publication Data
Names: Bogucka, Hanna, author. | Kliks, Adrian, author. | Kryszkiewicz,
Paweł, author.
Title: Advanced multicarrier technologies for future radio communication : 5G
and beyond / by Hanna Bogucka, Adrian Kliks, Paweł Kryszkiewicz.
Description: Hoboken, NJ, USA : Wiley, 2017. | Includes bibliographical
references and index. |
Identifiers: LCCN 2017016847 (print) | LCCN 2017030272 (ebook) | ISBN
9781119168911 (pdf ) | ISBN 9781119168928 (epub) | ISBN 9781119168898
(hardback)
Subjects: LCSH: Wireless communication systems–Technological innovations. |
Multiplexing. | Carrier waves. | BISAC: TECHNOLOGY & ENGINEERING /
Electrical.
Classification: LCC TK5103.2 (ebook) | LCC TK5103.2 .B64 2017 (print) | DDC
621.3845/6–dc23
LC record available at https://lccn.loc.gov/2017016847
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Cover design by Wiley
Set in 10/12pt WarnockPro by SPi Global, Chennai, India
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To our families.
v
Contents
Preface
ix
List of Abbreviations
xiii
1
Introduction
1
1.1
1.2
1.3
2
5G Radio Communications
2
Challenges for Future Radio Communications
6
Initiatives for the Future Radio Interface Definition
8
Multicarrier Technologies in Radio Communication
Systems
11
2.1
2.2
2.2.1
2.3
2.4
2.5
2.5.1
2.5.2
3
The Principles of OFDM
15
Nonlinear Distortions in Multicarrier Systems
18
Power Amplifier Models
22
PAPR Reduction Methods
25
Link Adaptation in Multicarrier Systems
31
Reception Techniques and CFO Sensitivity
35
Synchronization
35
Channel Estimation and Equalization
40
Noncontiguous OFDM for Future Radio
Communications
45
3.1
3.1.1
3.1.2
3.1.3
3.2
3.2.1
Enhanced NC-OFDM with Cancellation Carriers
54
Reception Quality Improvement for Cancellation Carrier
Method
57
Reduced-Complexity Reduced-Power Combination of CCs and
Windowing
63
Rate and Power Issues with the CC Method
64
Reduction of Subcarrier Spectrum Sidelobes by Flexible
Quasi-Systematic Precoding
69
Precoder Design
70
vi
Contents
3.2.2
3.3
3.3.1
3.3.2
3.4
3.4.1
3.4.2
3.5
3.5.1
3.5.2
3.5.3
3.5.4
3.6
4
Reception Quality Improvement for NC-OFDM with
Quasi-Systematic Precoding
72
Optimized Cancellation Carriers Selection
77
Computational Complexity
80
Heuristic Approach to OCCS
80
Reduction of Nonlinear Effects in NC-OFDM
85
Sequential PAPR and OOB Power Reduction
88
Joint Non-linear Effects Reduction with Extra Carriers
91
NC-OFDM Receiver Design
101
NC-OFDM Receiver Synchronization
103
In-Band-Interference Robust Synchronization Algorithm for an
NC-OFDM System
106
Performance Evaluation
119
Computational Complexity
126
Summary: Potentials and Challenges of NC-OFDM
127
Generalized Multicarrier Techniques for 5G Radio
131
4.1
4.1.1
4.1.2
4.1.3
4.1.4
4.2
4.2.1
4.2.2
4.3
4.3.1
4.3.2
4.3.3
4.3.4
4.4
4.4.1
4.4.2
4.4.3
4.4.4
4.5
5
The Principles of GMC
132
Frame Theory and Gabor Transform
135
Short-Time Fourier Transform and Gabor Transform
140
Calculation of the Dual Pulse
141
GMC Transceiver Design Using Polyphase Filters
143
Peak-to-Average Power Ratio Reduction in GMC Transmitters
145
Optimization of the Synthesis Pulse Shape for Minimization of
Nonlinear Distortions
145
Active Constellation Extension for GMC Signals
150
Link Adaptation in GMC Systems
159
Two-Dimensional Water-Filling
159
Adaptive Modulation in GMC Transmitters
165
Application of the Modified Hughes–Hartogs Algorithm in GMC
Systems
167
Remarks on Link Adaptation in the GMC Transmission
170
GMC Receiver Issues
173
Received Signal Analysis
174
Successive Interference Cancellation (SIC)
177
Parallel Interference Cancellation (PIC)
179
Hybrid Interference Cancellation (HIC)
181
Summary
190
Filter-Bank-Based Multicarrier Technologies
193
5.1
5.2
5.3
The Principles of FBMC Transmission
194
FBMC Transceiver Design
196
Pulse Design
199
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